Risk Management in Finance

  1. The Regulatory Framework for Financial Risk
    1. The Basel Accords
      1. Basel I
        1. Capital Adequacy Standards
          1. Risk-Weighted Assets
          2. Basel II
            1. The Three Pillars
              1. Minimum Capital Requirements
                1. Supervisory Review Process
                  1. Market Discipline
                  2. Risk-Weighted Assets
                    1. Internal Ratings-Based Approach
                    2. Basel III
                      1. Enhanced Capital Requirements
                        1. Capital Conservation Buffer
                          1. Countercyclical Capital Buffer
                            1. New Liquidity Standards
                              1. Liquidity Coverage Ratio (LCR)
                                1. Net Stable Funding Ratio (NSFR)
                                2. Leverage Ratio
                                  1. Systemically Important Financial Institutions (SIFIs)
                                  2. Basel IV (Finalization of Basel III)
                                    1. Standardized Approaches
                                      1. Output Floor
                                        1. Operational Risk Framework
                                      2. National and Regional Regulations
                                        1. The Dodd-Frank Act (USA)
                                          1. Volcker Rule
                                            1. Stress Testing Requirements
                                              1. Derivatives Regulation
                                                1. Resolution Planning
                                                2. European Market Infrastructure Regulation (EMIR)
                                                  1. Central Clearing
                                                    1. Reporting Requirements
                                                      1. Risk Mitigation
                                                      2. Markets in Financial Instruments Directive (MiFID II)
                                                        1. Investor Protection
                                                          1. Market Structure
                                                          2. Solvency II (Insurance)
                                                            1. Risk-Based Capital Requirements
                                                              1. Own Risk and Solvency Assessment
                                                            2. Role of Regulatory Bodies
                                                              1. Central Banks
                                                                1. Monetary Policy and Financial Stability
                                                                  1. Lender of Last Resort
                                                                  2. Securities and Exchange Commissions
                                                                    1. Market Oversight
                                                                      1. Investor Protection
                                                                      2. Prudential Regulation Authorities
                                                                        1. Supervision of Financial Institutions
                                                                          1. Macroprudential Policy

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                                                                      10. Systemic Risk

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                                                                      12. Enterprise Risk Management (ERM)