Machine Learning in Finance

  1. Regulatory Framework and Ethics
    1. Financial Regulation
      1. Model Risk Management
        1. SR 11-7 Guidance
          1. Model Validation Requirements
            1. Model Documentation Standards
            2. Basel Accords
              1. Capital Requirements
                1. Risk-Weighted Assets
                  1. Stress Testing
                  2. Market Regulations
                    1. MiFID II
                      1. Dodd-Frank Act
                        1. GDPR Compliance
                      2. Ethical Considerations
                        1. Algorithmic Bias
                          1. Sources of Bias
                            1. Bias Detection Methods
                              1. Bias Mitigation Strategies
                              2. Fairness in Financial Services
                                1. Fair Lending Practices
                                  1. Equal Treatment
                                    1. Discrimination Prevention
                                    2. Transparency and Accountability
                                      1. Model Explainability
                                        1. Decision Auditability
                                          1. Stakeholder Communication
                                        2. Risk and Governance
                                          1. Model Governance Framework
                                            1. Governance Structure
                                              1. Roles and Responsibilities
                                                1. Approval Processes
                                                2. Risk Assessment
                                                  1. Model Risk Identification
                                                    1. Risk Quantification
                                                      1. Risk Mitigation
                                                      2. Audit and Compliance
                                                        1. Internal Audits
                                                          1. Regulatory Examinations
                                                            1. Compliance Monitoring

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                                                        8. Implementation and Production Systems

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                                                        10. Emerging Trends and Future Directions