Futures and Options Markets

14.

Regulatory Framework and Market Structure

14.1.

Regulatory Bodies

14.1.1.

Commodity Futures Trading Commission

14.1.2.

Securities and Exchange Commission

14.1.3.

National Futures Association

14.1.4.

International Regulators

14.2.

Post-Crisis Regulatory Changes

14.2.1.

14.2.1.1.

Central Clearing Requirements

14.2.1.2.

Swap Execution Facilities

14.2.1.3.

Position Limits

14.2.1.4.

Reporting Requirements

14.2.2.

European Market Infrastructure Regulation

14.2.3.

Basel III Impact

14.3.

Market Infrastructure

14.3.1.

Exchanges and Trading Platforms

14.3.2.

Clearing Houses

14.3.3.

Settlement Systems

14.3.4.

Data Repositories

14.4.

Compliance and Ethics

14.4.1.

Market Manipulation Prevention

14.4.2.

Insider Trading Regulations

14.4.3.

Position Reporting

14.4.4.

Best Execution Requirements

14.4.5.

Professional Standards

14.4.6.

Fiduciary Responsibilities

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13. Risk Management in Derivatives

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1. Introduction to Derivative Markets